As equity programs grow and employee trading becomes more automated, pre-clearance has shifted from a narrow compliance checkbox to a core risk management function. This session examines how companies are modernizing pre-clearance frameworks—expanding beyond Section 16 insiders to employees trading through online platforms and Rule 10b5-1 plans. Equity, legal, and compliance leaders will explore how organizations translate policy into scalable, auditable operating models—balancing control, efficiency, and employee experience. Leave with a practical blueprint for structuring modern pre-clearance programs that support growth and enable responsible trading.

Key questions this webinar will answer:

• How is ownership and accountability for pre-clearance evolving as equity programs scale?
• How should companies define and manage distinct pre-clearance populations, from executives and directors to broader employee groups?
• What governance and oversight considerations apply to online trading and Rule 10b5-1 plans, including for non-executive participants?
• How can automation improve efficiency and consistency while preserving appropriate human judgment? 
• What operational risks, data dependencies, and control gaps commonly arise in day-to-day administration?

A recording of the webinar will be posted shortly after conclusion of the live broadcast.

All attendees are required to register in advance. 

• NASPP Members: Current NASPP members can attend at no cost.
• Nonmembers: The cost for non-members is $299. Join or renew your membership to receive complimentary access to this program and all member benefits.

Nonmembers must create a free NASPP account to register; to create your account, click the Login button in the upper right corner and then click the "Don't have an account?" link.

All registrations are non-refundable.