Key Trends in Executive Equity Services & Compliance
Includes a Live Web Event on 04/15/2025 at 1:30 PM (EDT)
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Register
- Non-member - $299
- Member - Free!
Executive transactions face heightened scrutiny from regulators and investors. Ensure your strategy meets evolving expectations, while maintaining corporate governance standards and strengthening shareholder confidence. Benchmark your insider compliance practices against your peers and discover how leading organizations balance transparency, compliance, and flexibility in executive transaction management.
Key questions this webinar will answer:
- What resources do companies provide to executives to help them understand their equity awards?
- What procedures do companies have in place for preclearance and trading windows?
- How do companies manage Form 4 and 144 filings?
- What are companies’ policies around the use of 10b5-1 plans and how has usage of these plans shifted in response to the SEC’s new rule?
Registration
All attendees are required to register for this program;
- NASPP Members: Current NASPP members can attend at no cost.
- Non-Members: The cost for non-members is $299. Join or renew your membership to receive complimentary access to this program and all member benefits.
Non-members must create a free NASPP account to register; to create your account, click the Login button in the upper right corner and then click the "Don't have an account?" link.

Gayle Hobson
Corporate Paralegal
Yum! Brands

Deborah McGrath
Director of Executive Advisory Services
Bank of America

Barbara Baksa
Executive Director
NASPP
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